SIE: 3.9.2.8. Federal Regulations Regarding Variable Annuities

Taken from our SIE Online Guide

3.9.2.8.  Federal Regulations Regarding Variable Annuities

Under the Securities Act of 1933, variable annuities are considered to be securities and, therefore, need to be registered with the SEC and must always be sold with a prospectus (because they are always considere

Since you're reading about SIE: 3.9.2.8. Federal Regulations Regarding Variable Annuities, you might also be interested in:

Solomon Exam Prep Study Materials for the SIE
Please Enable Javascript
to view this content!