Series 24: S-4 Registration: SEC Rule 145

Taken from our Series 24 Online Guide

S-4 Registration: SEC Rule 145

SEC Rule 145 lists the situations where registration for a merger is required. An S-4 needs to be filed for any merger, consolidation, or acquisition in which:

• securities of one corporation are exchanged for securities of another corporation, OR
• assets of one corporation are transferred in exchange for the issuance of securities by another corporation. The ne

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I took my Series 24 on July 28 and passed!! I had not passed 2 prior Series 24 exams and was down to my last attempt. A fellow principal on my team who had not passed his Series 24 his first time told me about the Solomon practice tests and how they helped him. It was such a big help for me passing exam as the questions were structured more like the real exam than any other practice tests I’ve taken. I have since gone to other employees at my firm for other tests, such as the Series 7, SIE among others and have told them about the Solomon test materials and some of them are now purchasing Solomon as well.

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