Series 24: Denial, Suspension, Or Revocation Of Registration

Taken from our Series 24 Online Guide

Denial, Suspension, or Revocation of Registration

The Exchange Act authorizes the SEC to deny, suspend, or revoke the registration of a security as necessary or appropriate for the protection of investors. The SEC must first give notice and the opportunity for a hearing.

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I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

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A.T.

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Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL