Series 65: 5.1.1. Individual And Joint Accounts

Taken from our Series 65 Online Guide

5.1.1. Individual and Joint Accounts

Individual account is for what is technically described as a “natural person”—that is a living human being. Additionally, an individual must be 18 or older and not mentally incompetent. Individual accounts encompass all types of investors, but not businesses.

Since you're reading about Series 65: 5.1.1. Individual And Joint Accounts, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!