SIE: Fund Name Rule

Taken from our SIE Online Guide

Fund Name Rule

If an investment company has a name that implies that it focuses on a particular kind of investment, the fund must have at least 80% of the assets in that kind of investment. For example, the Admiral Bond Fund must have 80% of its assets in bonds.

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: Fund Name Rule, you might also be interested in:

Series 53 - 2.3. Supervisory Responsibilities and Procedures

Series 50 - Disclosure of Conflicts of Interest

Series 7 - 15.6. Cash Settlement and Delivery of Securities

Series 22 - 3.10.2. Program Organization

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

Solomon Exam Prep did it again! I passed the Series 63! Now, I'm 3 for 3 - SIE, S6 & S63 - all first try- thanks to the amazing study material! The practice exams are phenomenal!

Candace Chavez, Cetera Investment Services. Wimberley, TX.

I finally passed my SIE this month. Thank you to this AMAZING, pass or money back Solomon's test materials. I did study the book, did the simulated exams about 15 times and quizzes at least 5 times each before taking the exam. The testimonials here helped me follow a strategy and I stayed focused on passing. Solomon exam prep material really prepares you for the exam, I passed on Aug 21 2021 after using other competitive materials to no success. Thank you Solomon Exam Prep.

Omo Vanwie, Morgan Stanley. Columbus, OH

After failing the Securities Industry Essentials Exam twice I was all but ready to give up. Then I used Solomon Exam Prep material which help me to pass the exam. I had a blast using their learning platform and would highly recommend it to anyone!

Innocent Anavberokhai Jr., Lawrence, KS

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

I passed after two and a half weeks of studying for the SIE. I am an industry veteran, though have been out of the securities business for over 10 years. It was really the logic of the exam simulator process and repetition that did the trick.
The exercises and exam simulator were brilliant! Forward and onward to Series 82!

Norman Hall. West Tisbury, MA