Series 65: Additional Fees

Taken from our Series 65 Online Guide

Additional Fees

Mutual funds charge certain fees besides sales charges that come out of the fund’s assets. Mutual funds are managed by an investment adviser or a portfolio manager. These managers are typically paid well for their expertise.

The 12b-1 fees, also called maintenance fees or distribution fees, are fees

Since you're reading about Series 65: Additional Fees, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!