Series 66: Client Confidentiality

Taken from our Series 66 Online Guide

Client Confidentiality

Few things can screw up relationships like money. It can change people’s motivations, undermine their trust, and call into question their intentions. That’s why many clients are more apt to talk about their love life than their financial life.

To help protect client confidentiality, the NASAA places a high

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: Client Confidentiality, you might also be interested in:

Series 53 - SIPC Coverage Limitations

Series 6 - 7.1.2.3. Regulatory Risk

Series 53 - Yield to Maturity

Series 6 - 4.1.1.2.1. Right to Inspect Records

Series 3 - 4.1. Simple Options: Puts and Calls

Series 53 - Advertising Must Be Truthful

Series 65 - 10.1. Communication with Clients and Prospects

Series 82 - Appendix

Series 24 - Alternative Display Facility (ADF)

Series 65 - Equity Funds

Series 52 - 9.2.2.1. Transaction Information

Series 27 - Business Continuity Plans and Emergency Contact Information

Series 66 - Types of Real Estate Limited Partnerships

Series 79 - Confirmation of Orders and Allotments

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Karen and Team Solomon, thank you so much for all your support. Your Series 7 program was easy to understand. The "Ask the Professor" was invaluable for the Series 66. You are the program of choice for our office.

Kirk, PA

I love Solomon Exam Prep! The materials are comprehensive and simulate the type of questions on the tests. And the staff is so committed to their students' success. Without them, I wouldn't have been able to pass both the 7 and the 66.

Katelyn Hritcko, Elmcore Securities, Las Vegas, NV

Hi Jeremy & Karen, I just passed my 66 today! I'm so thrilled! I had an interruption of my studies a few weeks back due to some distracting issues, but I got back on track, focused hard on the book, the practice quizzes and exams, and I made it! I'm a true believer in the value of your study materials. I'd recommend your firm's materials to anyone that wants to pass the first time they take these really challenging exams. Now I've got my Series 7 and my Series 66, and I did it with the terrific support of this Exam Prep. Thank you for these great study materials.

Howard Silverberg

I sat for the Series 66 on March 16th. I got an 85. I give all kudos to Solomon. The study materials were excellent.

William Crull, Metairie, LA

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

I used Solomon's Online Exam Simulator as a supplement to company provided materials for the Series 7 & 66, passing with scores of 86% & 88%. The online simulator made it easy to study on the go and provided peace of mind of preparedness walking in on test day. Highly recommended.

John Watlington, Merrill Lynch, Raleigh, NC