Series 66: National Market System

Taken from our Series 66 Online Guide

National Market System

The Securities Acts Amendments of 1975 authorized the establishment of a National Market System (NMS). The goal of the National Market System was to consolidate the trading rules across all the exchanges and to encourage competition among them. This legislation autho

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I actually took the test (Series 66) in November and passed! I purchased the book and bought access to the online tests and found both invaluable. The book provided a good basis for knowledge, and taking the tests over and over gave me the logic of what the test writers were seeking.

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John Watlington, Merrill Lynch, Raleigh, NC