Series 66: Risk

Taken from our Series 66 Online Guide

Risk

No one single subject occupies the minds of most investors like the potential to gain or lose money. Likewise, no one issue lands more financial advisers in hot water than clients who lose money that they didn’t expect to lose. In the end, understanding the risks that go along with each unique investment and explaining those risks clearly to clients is one of an adviser’s core responsibil

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Michael F. Lee, Jr. Hatteras Funds, Raleigh, NC