Series 28: Delivery Of Temporary Certificates

Taken from our Series 28 Online Guide

Delivery of Temporary Certificates

A temporary certificate will not constitute good delivery when permanent certificates are available.

FINRA Rule 11510

Since you're reading about Series 28: Delivery Of Temporary Certificates, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 28
Please Enable Javascript
to view this content!