Series 28: Customer Ledgers

Taken from our Series 28 Online Guide

Customer Ledgers

Firms must itemize in each cash and margin account for every customer all securities transactions and related activities. This includes the date that securities are purchased and sold and the number of shares. Receipts and deliveries of secur

Since you're reading about Series 28: Customer Ledgers, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 28
Please Enable Javascript
to view this content!