Series 28: Customer Ledgers

Taken from our Series 28 Online Guide

Customer Ledgers

Firms must itemize in each cash and margin account for every customer all securities transactions and related activities. This includes the date that securities are purchased and sold and the number of shares. Receipts and deliveries of secur

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

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Joseph Waitkevich, Coppertree LLC. Worcester, MA