Series 50: Form G-37 Quarterly Reports

Taken from our Series 50 Online Guide

Form G-37 Quarterly Reports

Form G-37 must include the following information:

  • Name and title of each official and political party receiving contributions, listed by state
  • Identity of each contributor controlled by the dealer, advisor, MFP, or MAP and the amount paid
  • For contributions to bond ballot campaigns, the following information must be declared:
  • » The official name and the jurisdiction of each bond ballot campaign receiving contributions
  • » The contribution amount, date of contribution, and category of the contributor (dealer, advisor, MFP, MAP, non-MFP executive officer, non-MAP executive, PAC)
  • » Full description of the result of the bond ballot campaign
  • » List of issuers with which the municipal securities dealer or advisor have engaged in municipal securitie

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