Series 28: Foreign Securities Exception

Taken from our Series 28 Online Guide

Foreign Securities Exception

With regard to foreign securities, broker-dealers may lend them for any purpose lawful in the country in which they are to be used. If they are to be used in the U.S., they must be used for the purposes described above.

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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