Introduction
I remember sitting exactly where you are – staring at the first page of a study guide for the Series 63 exam. Perhaps like you, I found the exam to be a far more nerve-wracking experience than any exam I ever took during college, because passing this test would mean either a huge step toward a career in an amazing industry or a major roadblock in my career path of choice.
How did I do? I passed with a 100%.
Does that mean it was easy? Not in the slightest.
Rather, and this is the good news for you, it means that the exam is predictable. Even though it crams a lot of complex material into just 65 questions, the material can be mastered by anyone who is willing to commit the time. That’s because the NASAA, which designs the exams, has clearly outlined everything you need to know, as well as given samples of the question formats.
The key to passing the Se