Series 28: Listed Options Accounts

Taken from our Series 28 Online Guide

Listed Options Accounts

Broker-dealers that carry exchange-listed options positions, whether in a specialist’s market maker account or other customer or proprietary account, must take a haircut for those positions. The haircut is determined on a risk basis, meaning that gains a

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Listed Options Accounts, you might also be interested in:

Series 24 - Unit Investment Trust Companies

Series 24 - 2.7.1.3.1. Tentative Net Capital

Series 6 - 6.2.7.2. Payout Options (Settlement Options)

Series 3 - 3.4.1. Intramarket Spreads

Series 79 - Shareholders’ Equity

Series 6 - 4.1.1.2.2. Right to Vote on Relevant Matters

Series 26 - Selling Agreement

Series 79 - Chapter 9 Practice Question Answers

Series 65 - 2.3.2 Liquidation

Series 26 - Review of Customer Accounts

Series 63 - 5.3.1 Custody

Series 66 - 3.8.5.1 Precious Metals

Series 99 - Chapter Two

Series 52 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I used Solomon Exam Prep to take my Series 65 exam and passed it on the first try. The schedule generator is a great tool to stay on track and the practice exams and quizzes were my preferred method of studying and worked great as they provided questions that were very close and helpful in preparing for the real exam. Thank you!

Joseph Waitkevich, Coppertree LLC. Worcester, MA

Solomon is the BEST!!! Passed the Series 7 on the first try. The lessons are videos and lessons are good. The practice exams are EXCELLENT. Focus on options and muni's. Load up on practice exams and you will be fine. Thank you Solomon!!!

Brandon Collins, Benchmark. Memphis, TN

I passed the Series 63 after using the study materials from Solomon. The practice exam and quizzes were the most amount of help. How the questions are asked really makes a difference. It gets your mind ready for how the exam will phrase the questions. Highly recommend this to anyone taking the Series 6 and/or 63. Great material! Will be returning for the Series 7 in the future.

Joseph DeLoach, WoodmenLife, Eatonton, GA