Series 27: Clearly Erroneous Transactions

Taken from our Series 27 Online Guide

Clearly Erroneous Transactions

A clearly erroneous transaction is a transaction where there has been an obvious error in any term, including price, number of shares, unit of trading, or identification of security. FINRA has mechanisms in place to review

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Clearly Erroneous Transactions, you might also be interested in:

Series 99 - 3.2.5.2 Firewall Between Research and a Subject Company

Series 3 - 7.3.8.3. Recordkeeping and Compliance

Series 51 - Fair Dealing

Series 65 - Chapter Five Practice Question Answers

Series 7 - 17.6.5.1. Front Running

Series 7 - 4.7. Charitable Donations of Securities

Series 82 - Collateral Trust Bonds

Series 50 - Commodity Trading Advisor Exclusion

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

I passed my Series 99 exam in a very short period of time and this wouldn’t be possible without the incredible material from Solomon Exam Prep. The preparation material is very comprehensive and always updated with recent changes in FINRA rules/industry practice. I scored 92%!!

Venu Rathi, The Carlyle Group, New York, NY

I just passed the 82 on my first attempt. The study guide and unlimited practice study exams are priceless. I took full practice exams until I was scoring in the 90's and I'm glad I did. The questions on the actual exam were more difficult than any of my practice exams but I was able to think through them and apparently answer enough questions correctly. I truly wouldn't have passed this exam without all of the practice exams Solomon offered.

Adam Drewry, Parsonex Securities. Denver, CO

I used Solomon to sit Series 24 and Series 79, passing with 81% and 88% respectively. Having looked at other material providers, Solomon stands out because of their prompt replies to student questions and the completeness of the answers provided – they are the best out there!

Chris Brice,CFA Bell Potter Cantley, Québec, Canada