Series 27: Reconfirmation Of Fails To Deliver

Taken from our Series 27 Online Guide

Reconfirmation of Fails to Deliver

Member firms that clear their OTC transactions through a registered clearing agency must participate in fail reconfirmation and pricing services when offered. The NSCC’s Reconfirmation and Pricing Service (“RECAPS”), for example, is an automated fail clearance system for eligible securities.

RECAPS serves as a central depository for failed or unsettled broker-to-broker obligations and allows its u

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Reconfirmation Of Fails To Deliver, you might also be interested in:

Series 65 - 10.11.8. Insider Trading

Series 53 - Exercise

Series 82 - FINRA Adjudicatory and Dispute Resolution Rules

Series 24 - FINRA 3310

Series 52 - 5.3.1.5. Bond Points and Basis Points

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

The Series 82 materials were extremely helpful to passing a difficult exam. Up-to-date materials with a mix of video and reading content, as well as helpful practice tests. The best material available for the Series 82 by far.

Anonymous, California

This program and study prep is amazing. I took and passed my SIE on the first attempt. If you follow the study guide you should be fine. I got to tell you I have never passed a test on the first go. Thanks, Jeremy! I appreciate all your tips and help you posted on the feed. It was all very beneficial to my success.

Tyrone Foster, Hall Labs. Provo, UT

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

I used Solomon Exam Prep to take my Series 65 exam and passed it on the first try. The schedule generator is a great tool to stay on track and the practice exams and quizzes were my preferred method of studying and worked great as they provided questions that were very close and helpful in preparing for the real exam. Thank you!

Joseph Waitkevich, Coppertree LLC. Worcester, MA