Series 27: Rules For Good Delivery

Taken from our Series 27 Online Guide

Rules for Good Delivery

When delivering securities, sellers must follow the Uniform Practice Code’s rules of good delivery. Good delivery means that a security is in proper contractual and regulatory readiness for the transfer of title. For example, a mutilated security does not constitute a good

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Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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