Series 27: Code Of Mediation

Taken from our Series 27 Online Guide

Code of Mediation

Any matter that is eligible for arbitration may instead be submitted for mediation. A less formal alternative to arbitration, mediation is strictly voluntary. All parties must agree to mediation in writing. Parties may choose it instead of arbitration, or they may submit to mediation within an arbitration process to resolve any aspect of an arbitrated dispute, including procedural matters. A mediation process will not stop or delay the arbitration proceeding, unless all parties agree to a stay.

As with arbitration, the National Arbitration and Mediation Committee appoints a Director of Mediation to whom all requests for mediation are submitted. After receiving a signed Submission Ag

Since you're reading about Series 27: Code Of Mediation, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 27
Please Enable Javascript
to view this content!