Series 27: Preservation Of Books And Records

Taken from our Series 27 Online Guide

Preservation of Books and Records

In addition to the above maintenance requirements, certain books and records must be preserved for a less definite period of time, which might be related to the life of the firm or to the termination of an associated person or a policy or contractual agreement. These are listed in the sections that follow.

Since you're reading about Series 27: Preservation Of Books And Records, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 27
Please Enable Javascript
to view this content!