Series 27: Customer Ledgers

Taken from our Series 27 Online Guide

Customer Ledgers

Firms must itemize in each cash and margin account for every customer all securities transactions and related activities. This includes the date that securities are purchased and sold and the number of shares. Receipts and deliveries of secur

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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