Series 27: FINRA Authority To Raise Margin

Taken from our Series 27 Online Guide

FINRA Authority to Raise Margin

FINRA has the option to prescribe higher initial and maintenance margin requirements for customer accounts whenever it determines that market conditions warrant.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: FINRA Authority To Raise Margin, you might also be interested in:

Series 52 - Contributions

Series 79 - Appendix B

Series 66 - 7.9.1 Definition of Broker-Dealer

Series 53 - Types of Municipals Orders

Series 82 - Public Offerings Exempt from Registration: Rule 147 Intrastate Offerings

Series 51 - Exercise

Series 7 - 18.4.2. Dispute Resolution Procedures

Series 65 - De Minimis Exception

Series 66 - Settlement options for Insurance Policies

Series 27 - Notifications and Reports

Series 6 - Function Two

Series 26 - Omitting Prospectus

Series 65 - 10.11.16.1. Contributions

Series 26 - Disclosure of Financial Condition

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

Nailed my Series 63!! Solomon, y'all rock! Passed this exam after failing twice with another vendor. So folks, use Solomon and PASS!

Sri Murali, Regions Investment Solutions, Baton Rouge, LA

Fantastic study materials. The practice test questions were close to the exam questions and I was not surprised when I took my exam. I would recommend Solomon to anyone studying for their 6.

Wendy Clark, MetLife, Charlotte, NC

I relied on the Solomon Exam Prep materials to pass the Series 79 and 63. The materials are first-rate, especially the practice exams, video lectures, and recommended study plans. The staff members (including the owner) were always responsive and helpful. Thank you, Solomon.

Bob Dale, Austin Dale Group, Austin, TX

I passed the Series 7 on my first attempt. In fact, five years ago, I also passed both the Series 6 and 63 on my first attempt. In all cases, I used Solomon Exam Prep materials which make sometimes 'dry' topics much more readable. Also, having the option to take an unlimited number of practice tests and receive immediate, thorough feedback was invaluable. I highly recommend them!

Blaine Burnett