Series 27: Verification Of Assets

Taken from our Series 27 Online Guide

Verification of Assets

A member firm sometimes will keep its assets and ownership records at a financial institution that is not a member of FINRA. Since FINRA cannot force non-members to comply with its requests for information, this practice potentially w

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Verification Of Assets, you might also be interested in:

Series 7 - 9.4.1.5.3.2 Fully Diluted Earnings Per Share

Series 7 - 3.2.3.2.2. Taxable Municipal Bonds

Series 65 - Sovereign Bonds

Series 66 - Delivery Requirements

Series 24 - Closing Out a Position: Buy-Ins and Sellouts

Series 53 - 2.1.1. Brokers and Dealers

Series 53 - 529 Plans

Series 79 - 10.3. Small Public Offerings: Regulation A

Series 53 - Divided and Undivided Accounts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I was using a different study program and failed my exam. Once I enrolled in Solomon’s program I not only passed, but improved by over 20%. The practice exams were very close to the language on the FINRA exams.

Ryan P., Frederick, MD

I just want to thank Solomon Exam Prep for a great semester! We taught this curriculum at Widener University for the first time. The Solomon team was great to work with! Always available, very responsive and eager to help. The online offering is very comprehensive and we didn't miss a beat when we switched to remote learning. The QwizBang game was a big hit with the students (although more fun when we were all in the same room.) I can't thank them enough for all that they have done.

Maggie Creed, Widener University, Chester, PA

I just passed the S51 with an 86%. I want to express my sincere thanks to Solomon. I love the way you structure your practice exams. I always enjoy receiving speedy responses from Ask the Professor, especially from Karen. Karen, thank you for all your help, you are the best!!!!!!!

Margaret Chen, PFS Investment, Duluth, GA

I passed the Series 7 with an 86 percent! Solomon's exam prep material is the best. I highly recommend the online study guide and exam simulator.

Kim, Las Vegas, Nevada