Series 27: Prime Brokers

Taken from our Series 27 Online Guide

Prime Brokers

Prime brokers are firms that provide services for other firms (e.g., hedge funds or other institutional investors). Prime brokers are typically investment banks, but can also be broker-dealers. They often clear and settle trades that involve numerous brok

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

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Jeremy Johnson, RBC Wealth Management. Green Bay, WI

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