Series 27: Collateralized Indebtedness By Exempted Securities

Taken from our Series 27 Online Guide

Collateralized Indebtedness by Exempted Securities

The broker-dealer may choose to deduct from aggregate indebtedness 4% of any debt secured by exempted securities or municipal securities if it would otherwise be includable in aggregate indebtedness.

As we shall see later in this chapter, aggregate indebtedness

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Collateralized Indebtedness By Exempted Securities, you might also be interested in:

Series 26 - Investment Company Exclusions

Series 24 - Soft Dollar Arrangements

Series 65 - 5.1. Types of Clients

Series 28 - Margin Deficiencies and Margin Calls

Series 7 - 14.2.12. Estate Accounts

Series 14 - 7.2.1. Broker-Dealers

Series 7 - 17.4.2.3 Size of Orders

Series 53 - Rule G-18—Fair and Reasonable Price Execution

Series 50 - Municipal Securities Sales Principal (Series 9/10)

Series 3 - 4.3.2. Hedging Short Positions

Series 24 - 5.10.3. Disclosure of Routing Information

Series 50 - Kinds of 529 Plans

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY

I just passed the Series 63 and Series 6. I only have Solomon staff and exam prep material to thank. This has been a very challenging experience. Please do yourself a favor and buy Solomon Exam Prep materials. It's made me a believer and you will not regret it!

Dwight Lee, FFS, Los Angeles, CA, Series 6 and 63

I utilized the Solomon SIE and Series 6 Top-Off study guide package. I passed on the first time by following the exact recommendations. While the test is different than the study exam questions it covers the content in a detailed way preparing you to successfully pass the exam. Great product and customer service!

Michael Gehrich, Allstate Insurance, Ft Myers, FL

Solomon Exam Prep material was great. Explained in a way that is easy to learn and follow. Test questions really help the material sink in. I had failed the Series 66 twice using another service. When it came time to find new material for the Series 65 and Series 63 Solomon was it. I passed both the 65 & 63 with flying colors and I have Solomon to thank for that.

Jeff Champigny, Merrill Lynch, Greensboro, NC