Series 50: Placement Agent

Taken from our Series 50 Online Guide

Placement Agent

A placement agent can do two things. A placement agent can solicit and advise an issuer on how to invest its assets. If a placement agent solicits a municipality to invest pension plan funds, then the placement agent must register as a munici

Since you're reading about Series 50: Placement Agent, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 50
Please Enable Javascript
to view this content!