Series 66: Regulation Of Investment Adviser Representatives

Taken from our Series 66 Online Guide

Regulation of Investment Adviser Representatives

While some investment advisers are one-man or -woman shops, most employ dozens, hundreds, or even thousands of investment professionals. These employees often work with individual clients and give individualized advice, seemingly working as investment advisers. Yet, due to their “employee” status

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Hi Jeremy & Karen, I just passed my 66 today! I'm so thrilled! I had an interruption of my studies a few weeks back due to some distracting issues, but I got back on track, focused hard on the book, the practice quizzes and exams, and I made it! I'm a true believer in the value of your study materials. I'd recommend your firm's materials to anyone that wants to pass the first time they take these really challenging exams. Now I've got my Series 7 and my Series 66, and I did it with the terrific support of this Exam Prep. Thank you for these great study materials.

Howard Silverberg

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Sarah Boone, Wells Fargo, Atlanta, GA

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Katelyn Hritcko, Elmcore Securities, Las Vegas, NV

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Janie Richards, Kestra Financial, Austin, Texas

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Joshua Reeves, San Diego, CA