Series 66: Exemptions From Federal Registration

Taken from our Series 66 Online Guide

Exemptions from Federal Registration

The Dodd-Frank Act contains a few notable exemptions from federal investment adviser registration, namely: advisers to venture capital funds (not private equity funds), foreign private advisers with no place of business within the United States, advisers that only advise private funds with

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I passed my 66 with an 83%. The main method of studying was the mp3 that I downloaded and listened to on my commute to and from work. The audio book was the reason I did well. Thanks!

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