Exercise
Match each statement below with the correct act
- A. 1933 Act
- B. 1934 Act
- 1. ____ This Act regulates the primary markets for securities.
- 2. ____ This Act requires the registration of all nonexempt securities
- 3. ____ This Act regulates secondary markets for securities.
- 4. ____ This Act established the SEC.
- 5. ____ This Act requires broker-dealers to register.
- 6. ____ This Act allows t