Series 66: Third Market

Taken from our Series 66 Online Guide

Third Market

Third market refers to the negotiated sale of an exchange-listed security off the exchange. This over-the-counter (off-exchange) trading of securities between broker-dealers is done by computer and telephone. Historically, this option was chosen by institutional investors such as mutual funds, insurance companies, and pension funds seeking lower trading costs and greater flexibility.

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: Third Market, you might also be interested in:

Series 50 - Commercial Paper

Series 3 - 3.3.1. Basic Characteristics

Series 24 - Nasdaq Participants

Series 24 - 4.5.2.3. Reporting Requirements

Series 79 - Due Diligence

Series 82 - 3.4.4.3. Taxing Cash Dividends

Series 99 - 1.2.5.6.1 Residual Credit Processing

Series 26 - Telemarketing

Series 65 - Portfolio Management Techniques

Series 7 - Exercise

Series 24 - Principals

Series 50 - Nature of Issuer’s Debt

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I successfully passed the series 66 test yesterday! I could honestly say it was one of the happiest days of my life! I want to personally thank the excellent staff at Solomon exam prep! They are so knowledgeable and when I asked questions, they always went over the top with explanations and even sometimes creating charts for me to break down the concept. I felt really well served by this group. If you are looking for a company to help you succeed, you have found it Within Solomon exam prep team!

Shirley Antonini. Schuylkill Haven, PA

Jeremy and team, thank you for your excellent study materials and your availability to provide guidance and feedback as I was able to pass my Series 66 on the first try... The most telling confirmation your training materials are top notch... when I sat for my exam, once the test started and I read the first question, I instantly knew from my studies using the Solomon training, I was going to handle the test. Being able to sense this from the first question was more than comforting. Thank you again!

Pablo Serna, Silicon Valley Bank, Menlo Park, CA

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

I passed the Series 79, 7, and 66 thanks to your study guides. I scored an 85, 81 and 82, respectively. The exam simulator was highly useful and great preparation. I glossed over material I knew and really prepped topics related to laws and ethics, which these study guides effectively described and tested. I highly recommend Solomon!

Sean M, New York, NY

Very excited to pass the Series 66! The Solomon practice exams were very helpful to understand the concepts and fundamentals of the questions. I would highly recommend Solomon Exam Prep for all FINRA exams. Make sure to have a good grasp on agent registration and suitability when taking the 66. Thank you Solomon!

Blake Rossman, TrueWealth. Bellevue, WA

Thank you so much for your great study materials! I have used Kaplan in the past and this is so much better! I used your study materials to get an 84% on my Series 7 and an 85% on my Series 66! Keep up the good work!

Ivan Griffin, Roach, MO