Series 66: Types Of Clients

Taken from our Series 66 Online Guide

Types of Clients

Knowing your clients and their needs starts with being able to identify exactly what kind of client they are. At a most basic level, clients can be separated into three groups—individuals, businesses, and trusts and estates. As an investment adviser, you are considered a fiduciary, mean

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So, on this exam [Series 66] I used both your material and Kaplan. mainly because the bank had already paid for kaplan and I had grown accustom to your laid back writing style along with a great mp3 version of the book. Anyway, I got a fair amount of questions from both the kaplan material and your material before taking the test. I have to say that your material matched more closely to the test than I ever would have expected. I will be coming back to Solomon exam prep for ALL of my exam prep needs. :-) Thanks!

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Colleen Shelly, PNC Investments, Cleveland, OH

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John Watlington, Merrill Lynch, Raleigh, NC