Form G-37 Quarterly Reports
Reported information on Form G-37 must include the following:
- • Name and title of each official and political party receiving contributions, listed by state
- • Identity of each contributor controlled by the broker-dealer or MFP and the amount paid
- • For contributions to bond ballot campaigns, the following information must be declared:
- » The official name of each bond ballot campaign receiving contributions and the jurisdiction
- » The contribution amount, date of contribution, and category (broker-dealer, MFP, non-MFP executive officer, political action committee (PAC))
- » Full description of the result of the bond ballot campaign
- » List of issuers in which the broker-dealer and municipal securities dealer have engaged in municipal securities business, listed by state
A bond ballot c