Series 51: Form G-32 Information

Taken from our Series 51 Online Guide

Form G-32 Information

Prior to the Time of First Execution, the underwriter must submit a Form G-32 to EMMA. Information required by Form G-32 includes such issue-specific information as the:

  • Full issuer name and issue description
  • Dated date
  • Expected closing date
  • Date and Time of Formal Award
  • Time of First Execution of the issue
  • Existence of a continuing disclosure undertaking by the issuer

For municipal fund securities and issues that are ineligible for CUSIP number assignment, the issuer must also indicate its state of residence.

Form G-32 also requires security-specific information consisting of the:

  • Nine-digit CUSIP number
  • Principal amount at maturity
  • Initial offering price and the initial offer

Since you're reading about Series 51: Form G-32 Information, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 51
Please Enable Javascript
to view this content!