Series 51: Customers

Taken from our Series 51 Online Guide

Customers

A customer, for purposes of municipal securities transactions, is defined by who it is not. In a municipal securities transaction, a municipal securities dealer acting in its professional capacity is not a customer. In addition, in the sale of a new municipal securities issue, the issuer is not a customer. A municipal securities dealer may be a customer, however, when the transaction does

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Thank you so much for the easy reading! I passed the 51 on my first attempt!!

Amber Carrick, Keystone Financial Management, Bath, PA

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

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Margaret Chen, PFS Investment, Duluth, GA

Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

Kelli Lanino, Raymond James Financial Riverhead, NY

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Jason Smith, Primerica, Duluth, GA