Series 26: Safeguarding Customer Securities

Taken from our Series 26 Online Guide

Safeguarding Customer Securities

To protect the integrity of customer accounts, the SEC passed a series of financial responsibility rules that require securities firms to maintain certain levels of capital at all times and to

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Safeguarding Customer Securities, you might also be interested in:

Series 53 - Securities Acts Amendments of 1975

Series 66 - Commissions and Fees

Series 24 - Savings Incentive Match Plan for Employees (SIMPLE) IRA Plans

Series 65 - Investment Company Communications

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The virtual class and the test questions really helped me pass the Series 26. Thank you.

Todd Brubaker, Western & Southern Life, Akron, OH

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

Solomon Exam Prep was the ticket to passing my Series 26 test. I would like to thank you all for your help! I highly recommend your study material for the FINRA exams.

David H. Viar, Farm Bureau Financial Services, West Des Moines, IA

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers