Series 26: Omnibus Accounts

Taken from our Series 26 Online Guide

Omnibus Accounts

When a broker-dealer or investment adviser has many clients, the broker or adviser can open an omnibus account. An omnibus account combines the accounts of multiple individual customers into one single account held in the name of the broker or adviser. The account is generally carried by another financial institution, which executes or clears the account holder’s

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Omnibus Accounts, you might also be interested in:

Series 24 - 4.1.5.4.2. Cooling-Off Period

Series 24 - 5.7.1.2.2. Locking In

Series 53 - Chapter 1: Federal Regulations

Series 24 - FINRA Licensing Examination Waivers

Series 3 - 5.1.4.1. Conversions and Limit Moves

Series 50 - Yield to Call

Series 63 - 3.3.3.1. Damages and Liabilities

Series 24 - Types of Mutual Fund Shares

Series 50 - Municipal Advisors

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Series 26 exam last Thursday. As a Physician with very limited time to sit and study, I listened to the CDs over and over again as I drove to and from work, and that really helped me. I will be ordering the Series 65 materials soon.

Daniel Asiedu, PFS Investments, Lincoln, RI

I was having a tough time with the series 26 material. It had been 10 years since I had last studied for a test. I used other material of some big name companies that did not help me to understand what the test was asking. I purchased the Question bank from Solomon and I truly believe it is one of the reasons I was able to power through the exam. The questions were more challenging then the actual test itself which really helped me when it came to crunch time.

Ryan Schlagenhauf, Prudential, Shelton, CT

I passed the Series 26 today with a score of 82%. Your exam simulator helped tremendously.

Ray Pecharich, Primerica, Sarasota, Florida

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA

I am so glad I used the Solomon prep information for my series 26. The simulator is awesome and helped me the most in having success in passing exam. I strongly recommend the materials for anyone taking the 26. Thanks Rosie!

Dan Smoot

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC