Series 26: Definition Of Preceded By A Prospectus

Taken from our Series 26 Online Guide

Definition of Preceded by a Prospectus

The delivery of a prospectus to a broker or dealer as a result of a transaction may be satisfied if securities of the same class as the securities to be transacted are already trading on the secondary market and:

  • The registration statement relating to t

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Solomon Exam Prep Study Materials for the Series 26
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