Series 14: 7.2.4.5.4. Verification By Principal

Taken from our Series 14 Online Guide

7.2.4.5.4. Verification by Principal

Before signing Form U4 for submission, a principal must verify the applicant’s employment for the prior three years and attest to the character and reputation of the applicant.

Since you're reading about Series 14: 7.2.4.5.4. Verification By Principal, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 14
Please Enable Javascript
to view this content!