Series 63: Blanket Recommendations

Taken from our Series 63 Online Guide

Blanket Recommendations

A blanket recommendation is when a firm or financial professional makes a recommendation to all their customers or clients to buy or sell a particular security. Since a blanket recommendation does not consider whether the action is suitable for each individual customer, making such a recommendation is generally a bad idea.

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Blanket Recommendations, you might also be interested in:

Series 63 - Fraud

Series 50 - Pension Liabilities

Series 66 - Describing a Price as “At the Market” If It Is Not

Series 63 - Reasons for Issuing a Stop Order

Series 79 - Issuance of Opinion

Series 7 - 3.3.1 Authorizing the Bonds

Series 27 - Availability of Written Procedures

Series 26 - Market Makers

Series 65 - Foreign Exchange and International Investing

Series 50 - Tender Options

Series 24 - Quarterly Security Verifications

Series 24 - 3.8.7.1. Fixed Annuities

Series 65 - C.3 Presenting Performance Information

Series 6 - Function Four

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon, You all are the best. I wanted to let you know....Your classes are great! You explain the material so well. I had taken the Series 6 with another company and only passed by one point! I took the course with the same company for the Series 63 and missed it by one point! Needless to say, I was a little upset. I decided to start from scratch and did it with Solomon. I passed the Series 63 with a 82%. Thanks! I am preparing to take the Series 65 and will use Solomon too. You all are great!!!

Jenee S.

I followed the Solomon recipe for success and passed the Series 63 on my first attempt!!

Jaime Avery, John Hancock, Boston, MA

I took and passed my Series 63 this past weekend. I found the Solomon materials instrumental in getting to a pass on the first time. While the manual was good, what really assisted me were the practice exams that were nearly identical to what the actual test questions were. The materials were easy to use and comprehensive. A worthwhile investment.

Jeffrey Bartlett

I relied on the Solomon Exam Prep materials to pass the Series 79 and 63. The materials are first-rate, especially the practice exams, video lectures, and recommended study plans. The staff members (including the owner) were always responsive and helpful. Thank you, Solomon.

Bob Dale, Austin Dale Group, Austin, TX

In preparation for the Series 7, I began with Kaplan. I tested and did not pass. I then switched to STC materials. I tested and did not pass. I then switched to Solomon and passed! I also used Solomon for the 63 and passed the first time. I highly recommend Solomon's test preparation materials. The question bank was far more extensive than the others and I definitely felt better prepared using Solomon.

Kara S, CLS, Carrollton, TX

Thank you very much!! I have to say your books and online quizzes are the best! They helped me pass my Series 6 (after failing twice with other study materials) and passing my Series 63 the first time! Thanks again!

Bernadette Reyes