Series 24: Short Interest Reporting

Taken from our Series 24 Online Guide

Short Interest Reporting

Member firms must maintain a record of total “short” positions for every customer equity account and must regularly report this information to FINRA. An investor has a net long position when it contains more long than short positions in a security or market sector but includes both. Even though a position is net long and will benefit from a rise in prices, firms must report the short

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Jessie Urban, Securities America Inc, LaVista, NE

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I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

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