Series 24: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices

Taken from our Series 24 Online Guide

Use of Manipulative, Deceptive, or Other Fraudulent Devices

FINRA Rule 2020 prohibits member firms from engaging in any transaction or encouraging the purchase or sale of any security by means of manipulative, deceptive, or other fraudulent devices. This broad rule (formerly NASD 2120) has been used over the y

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Just wanted to say thank you and give you a good review. I actually found that your test questions were harder than the actual exam and the explanations and the ability to create tests of all of my wrong answers helped me focus on my weak areas of the exam. I passed the first time and don't believe I couldn't have done it without your test bank. Thanks again.

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Ajay A, CT, Series 24