Series 53: Syndicate Disclosure Responsibilities To Customer

Taken from our Series 53 Online Guide

Syndicate Disclosure Responsibilities to Customer

We have seen that issuers are required by Rule 15c2-12 to deliver a final official statement to underwriters within seven business days of the signing of a bond purchase agreement. The underwriter, in turn, has one business day to deliver copies to any investor who requests it. This obligation continues until the underwriter has provided a copy of the FOS to the MSRB and until a

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