Series 50: Third-Party Marketer

Taken from our Series 50 Online Guide

Third-Party Marketer

Third-party marketers play a variety of roles, but some solicit municipal entities to engage a broker-dealer, municipal securities dealer, municipal advisor, or investment adviser. Any third-party marketer that acts in this capacity must register as a municipal advisor.

Since you're reading about Series 50: Third-Party Marketer, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 50
Please Enable Javascript
to view this content!