Series 53: Office Of Municipal Supervisory Jurisdiction (OMSJ)

Taken from our Series 53 - MSRB Municipal Securities Principal Qualification Exam

Definition of the term Office Of Municipal Supervisory Jurisdiction (OMSJ)...

an office that demands special supervisory attention, either because the activities conducted there have particular regulatory significance or because the firm itself believes it prudent or necessary based on certain MSRB guidelines.

Since you're reading about Series 53: Office Of Municipal Supervisory Jurisdiction (OMSJ), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 53
Please Enable Javascript
to view this content!