Series 65: Rollover

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Rollover...

when the individual takes the retirement distribution (i.e., the funds) into their own personal possession and then looks for a new broker/company to invest the funds. This usually occurs when an employee leaves one job and takes his pension or accumulated account in one lump sum when he leaves.

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