Series 24: S-4 Registration: SEC Rule 145

Taken from our Series 24 Online Guide

S-4 Registration: SEC Rule 145

SEC Rule 145 lists the situations where registration for a merger is required. An S-4 needs to be filed for any merger, consolidation, or acquisition in which:

• securities of one corporation are exchanged for securities of another corporation, OR
• assets of one corporation are transferred in exchange for the issuance of securities by another corporation. The newly issu

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