Series 24: Exemptions From The Registration Process

Taken from our Series 24 Online Guide

Exemptions from the Registration Process

While most securities sold in the U.S. must register with the SEC, the Securities Act of 1933 exempts certain kinds of securities from registration. These are called exempt securities. Examples of exempt securities are:

• U.S. Treasuries
• Municipal Securities
• Securities issued by a non-profit (including church bonds)
• Commercial paper (matures under 9 months)
• Banker’s Acceptances (matures under 9 months)
• Eurobonds

Securities that are non-exe

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Exemptions From The Registration Process, you might also be interested in:

Series 6 - Exercise

Series 79 - Issuers and Distribution Participants: Regulation M

Series 22 - 2.4.5. Limitation on LLC and Limited Partnership Loss Deductions

Series 66 - 4.1.3.1.2.1. Types of Trust Accounts

Series 50 - Continuing Disclosure Filings

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

I would like to say that Solomon test prep had the most varied and comprehensive test bank I have seen. The questions ranged in difficulty and the answer feedback was so detailed, that I felt that I was mastering concepts rather than trying to pin down certain facts in a question just to get the 'one,' answer. I saw many iterations of the sample examinations, and with the courage to keep clicking next and learning, I passed with a score I'm more than happy to claim. Also, the staff are very responsive. I'll be coming back.

Neil, San Diego, CA

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, Texas

After trying numerous study materials, Solomon was the key to pass my Series 24. The live class was a perfect complement. Thank you Karen for your assistance!

Marie, Miami, FL

I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN

Excited to say I passed the Series 24 the first time I sat for the exam. The course material and exam simulator were paramount in my preparation.

Ben Young, Berthel Fisher. Cedar Rapids, IA