Series 24: Retaining IPO Shares In A Member Account

Taken from our Series 24 Online Guide

Retaining IPO Shares in a Member Account

Broker-dealers and agents of broker-dealers may not retain shares of the IPO for their own accounts to sell at a later time.

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Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

Karen Lessard, Concorde Investment Service Frisco, TX

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Chris Brice,CFA Bell Potter Cantley, Québec, Canada

After trying numerous study materials, Solomon was the key to pass my Series 24. The live class was a perfect complement. Thank you Karen for your assistance!

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Eric Altmann

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