Notification
If a firm discovers in its regular computations that its aggregate indebtedness to net capital ratio is in excess of 12:1, it must notify FINRA and the principal and regional offices of the SEC within 24 hours. This notifies the
If a firm discovers in its regular computations that its aggregate indebtedness to net capital ratio is in excess of 12:1, it must notify FINRA and the principal and regional offices of the SEC within 24 hours. This notifies the