Series 24: Non-cash Compensation

Taken from our Series 24 Online Guide

Non-cash Compensation

No member firm or associated person is permitted to accept or make payments of any non-cash compensation except under these circumstances:

  • gifts do not exceed an amount per person per year fixed by FINRA (currently $100)
  • gratuities such as meals or theater tickets are not so frequent or expensive as to raise issues of impropriety
  • payments or reimbursements for attending training or educational events have the prior approval of the member firm, the location is ap

Since you're reading about Series 24: Non-cash Compensation, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!